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CounselWorks LLC

Hedge Funds

Description

CounselWorks LLC, a strategic business and regulatory consulting company, provides counseling to financial institutions on key business and regulatory matters. The companys services include set-up and registration of new investment advisers, broker/dealers, commodity pool operators, and commodity trading advisors; support for coordination and defense of actual regulatory audits, investigations, inquiries, and sweeps; and strategic counseling on fund organization, registration, and back and middle office staffing. Its services also include advice on strategic partnerships and monetization transactions; litigation advisers and expert witnesses for hedge fund, trading, and enforcement matters; internal control reviews, investigations, and forensic analysis; review of fund marketing and advertising materials; automated compliance solutions for trade clearance, supervisory reviews, and email monitoring; and preparation and maintenance of forms and regulatory filings. In addition, the companys services include mock regulatory exams and AML reviews; drafting and updating of compliance and supervisory procedures; staff training and education; identification and selection of key employees, outside counsel, and third party service providers; preparation of deficiency letter responses; search for interview and conduct due diligence on legal, regulatory, and compliance employment candidates; and filing of various securities law regulatory forms. It serves investment banks and advisers, private equity companies, broker-dealers, and hedge funds. The company was incorporated in 2006 and is based in New York, New York.

Corporate Address

420 Lexington Avenue 16th Floor New York, NY United States of America

United States of America

212-867-0200

Tags:

Banking Institutions, Banking Consulting, Private Banking, Banking and Securities Services, Equity Bank, Investment Banking Services, Banking Financial Services

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