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RIA in a Box LLC

Hedge Funds

Description

RIA in a Box LLC, a registration and compliance consulting company, provides tools for registered investment advisers (RIA) to conduct business in the Americas. It offers a customized registration package, including documents building and submission to the state/SEC; tailored contracts; tailored policies and procedures manual; chief compliance officer training to understand compliance obligations; and out filling out and filing necessary documents. The company also provides solutions to tailor Form ADV Part 2A for the RIA firm and sole proprietor RIAs; and Form ADV Part 2B for persons that generate investment advice for clients, meets with clients as an advisor, or that has discretionary trading authority over clients accounts. In addition, it offers errors and omissions (professional liability) insurance programs for investment adviser clients; SEC to state transition to register at the state level; and RIA compliant bookkeeping services, such as compliant bookkeeping set-up, monthly compliant bookkeeping, and QuickBooks data file analysis. The company provides its services to investment advisory firms leaving their broker/dealer; starting a hedge fund; transitioning to the SEC; adding the registration to their existing insurance, tax, or CPA practice; or starting out. The company has a strategic alliance with Trust Company of America Inc. RIA in a Box LLC was founded in 2005 and is based in New York, New York.

Corporate Address

108 West 39th Street Suite 604 New York, NY10018 United States of America

United States of America

212-840-1310

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