Description
The Consulting Consortium Ltd. provides specialist regulatory consulting, advice, and guidance on regulated activities for IFAs, banks, and building societies in the United Kingdom. It offers remedial work services, including past business review, skilled persons review, pre/post regulatory visit support, complaint handling, redress/loss calculation, know your customer, and replacement business and CIP services; and financial and risk work services, such as risk management, compliance audit and investigation, regulatory accountancy, UCIS, solvency II, bribery act, money laundering investigation, online notification and Gabriel return, CMAR, CASS operational oversight controlled function CF10a, remuneration, and stewardship code services. The company also provides strategy and planning services that include horizon scanning, management information suite, due diligence (mergers and acquisitions), strategic advice for product reviews and launches, on demand bespoke and specialist consultancy, mortgage market review, financial conduct authority, treating customers fairly, and compliance support services; and RecordSure, a software application that provides the compliance solution for adviser mis-selling by using conversation recording and analysis. In addition, it offers onsite and remote support services, such as business monitoring, Interim CF10 and CF11, regulatory authorization and setup, supervision and monitoring, training, compliance helpdesk, mystery shopping, and policy services. The company was founded in 2000 and is based in London, United Kingdom.
Corporate Address
23 Austin Friars London, EC2N 2QP United Kingdom
United Kingdom
44 20 3008 6020
Tags:
Banking Products and Services, Banking Consulting, Personal Banking, Bank Management, Investment Banking Services, Banking Financial Services